REPORT M190 S A L E S C R E D I T S A N A L Y S I S 10-21-02
C U S T O M E R
MARCH 2002 TYPICAL BROKERAGE FIRM PAGE 4
GORDON LOWE ASSOCIATES, INC. / SALESMAN COMPENSATION SYSTEM
TRADE SETTL COMP
DATE DATE A/E ACCOUNT PURCH. SALES SECURITY NAME SALES CREDITS PAID MKT
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03-23-02 03-30-02 000089 555519561 1,000 STD MICRO SYSTEM 250.00 122.50 14S
03-14-02 03-21-02 000089 555520552 2,000 STD MICRO SYSTEM 500.00 245.00 14S
03-23-02 03-30-02 000089 555520552 1,000 STD MICRO SYSTEM 250.00 122.50 14S
03-23-02 03-30-02 000089 555522391 500 STD MICRO SYSTEM 187.50 91.88 14S
03-23-02 03-30-02 000089 555544602 3,000 STD MICRO SYSTEM 562.50 275.63 14S
03-23-02 03-30-02 000089 690155702 2,500 STD MICRO SYSTEM 1,093.75 535.94 14S
03-02-02 03-15-02 000089 719340391 1,000 STD MICRO SYSTEM 375.00 183.75 14S
03-23-02 03-30-02 000089 759902951 300 STD MICRO SYSTEM 93.75 45.94 14S
02-27-02 03-03-02 000148 487215981 200 STD MICRO SYSTEM 65.00 16.25 14S
1,000 10,500 SECURITY # 8536261 TOTAL 3,377.50 1,639.39
03-02-02 03-15-02 000089 502348221 400 STATE FINANCIAL SERVICES 200.00 98.00 14S
03-02-02 03-15-02 000089 502348361 600 STATE FINANCIAL SERVICES 300.00 147.00 14S
03-02-02 03-15-02 000089 808039631 2,000 STATE FINANCIAL SERVICES 875.00 428.75 14S
3,000 SECURITY # 8568551 TOTAL 1,375.00 673.75
03-01-02 03-03-02 000040 575712122 1,000 T R O LEARNING 65.00 14S
02-26-02 03-02-02 000150 184176552 500 T R O LEARNING 375.00 153.75 14S
1,500 SECURITY # 87263R1 TOTAL 440.00 153.75
02-27-02 03-03-02 000095 476611281 600 UNIVERSAL INTL INC 118.26 50.85 14S
03-02-02 03-10-02 000095 899218771 400 XIRCOM INC 150.75 64.82 14S
54,250 59,210 TOTAL OTC PRINCIPAL STOCKS RSK 28,875.73 13,698.29
03-14-02 03-21-02 000014 520277311 300 AMERICAN SELECT PORTFOLIO INC 195.00 48.75 17S
02-30-02 03-07-02 000098 706421881 1,000 HOUSEHOLD INTERNATIONAL 500.00 125.00 17S
03-07-02 03-24-02 000082 282887711 1,000 NUVEEN PREMIUM INCOME MUNI 650.00 299.00 17S